Wednesday, September 2, 2015

The shifting field of corporate banking products

Banking is one of the few industries which remained relatively relatively untouched by the wave of innovation brought by advances in telecommunications over the past twenty years. However, there are signs that this is beginning to change and if Angelist, an online venture capital platform is anything to go by, innovation is the financial sector is catching up and indeed, overtaking many other sectors of the economy. The site lists over 8,000 financial startups with an average value of $4.2 million[1]. Many offer products which seek to make traditional banking processes more efficient.

On the side of corporate banks, competition from innovative startups is not the only incentive to introduce new products. Legislation such as SEPA[2] is forcing banks to rethink generations-old fee-based models. Non-financial corporations themselves are becoming increasingly savvy in financial transactions, often with their own currency exchange departments and so-called payment factories to take on functions once managed by corporate banks. In Asian and African countries, banks have had to respond to the relative threats of mobile payments and micro-finance firms. The 2014 global banking survey by EY revealed that managers are now inclined to look elsewhere for products if banks aren’t willing to provide them (see below).

This wave of changes has forced a re-think on the part of corporate banks. A laissez-faire attitude of taking a small margin on every transaction is being replaced by a more dynamic attitude whereby banks know that they can no longer depend on old methods of working – much in the same way that most other industries had to face up to this reality ten or more years ago. This paper will look at how this has led to a spate of new products being developed by corporate banks and non-financial corporations as well as how the future is likely to play out given the changing landscape of corporate banking.

The introduction of SEPA
As soon as the Euro had been introduced, the discussion began to introduce an EU-wide payments system. Until SEPA, cross-border payments in Europe were made by banks in fragmented national markets. To some extent, the banks were the only ones to gain from the fragmented nature of the markets – their fees for money transfers before the implementation of SEPA were estimated at 2-3% of EU GDP in 2007.[3] A 2013 report by accounting firm PWC estimated that the introduction of SEPA would lead to the closure of 9 million bank accounts across Europe[4]. A report by Capgemini found that in every conceivable scenario under SEPA, banks lose significant revenues.

Nevertheless, banks have been creative in their response to SEPA. HSBC and Deutsche Bank, for example, have embraced SEPA through one-day credit transfers (the regulated minimum is three days) as well as SEPA-wide direct debit facilities.[5][6] One way in which banks seek to maintain payment fees is through a tiered offering (fees for transfers within a day and fees waived for three –day transfers). SEPA has unlocked the potential of banks to provide e-invoicing services and other value-added services for corporations. An industry report by money-transfer firm ACI[7] notes that examples of such value-added services include, ‘the reporting of timely, accurate and full payment information in flexible formats,’ and ‘comprehensive analysis of payment information.’

These changes mean that a corporation which once had 1,000 separate bank accounts now might have a reduced number of bank accounts and one online banking interface[8]: a considerable step-up in efficiency. SEPA is also being used, somewhat inevitably, by one unnamed EU SEPA-compliant bank to exploit payments made through Bitcoin, the controversial cryptocurrency[9]. Others are expected to follow. Finally, SEPA is not alone as a single-payments area. Others include SDAC, IPFA, SML, WAMZ and WAEMU, all suggesting that there will be further innovation down the line from corporate banks to deal with falling payments fees.

Treasury Management Innovation
The advent of SEPA and the subsequent consolidation of corporate accounts inevitably leads to issues surrounding cash pooling and treasury management in general. Historically high cash holdings together with a prolonged period of near-zero interest rates has led to the introduction of the earnigs credit rate method (ECR)[10]. This method began in the US before reaching Europe and China and has effectively forced banks to re-negotiate their treasury management fees with corporations. Amit Agrawal, EMEA head of liquidity management services  at Citibank says, ‘if using ECR, we would negotiate the pricing terms, which can mean a reduction or better pricing being introduced.’
The huge cash reserves, combined with improved telecommunications has allowed corporations to become hybrid-financial entities, operating what has become known as ‘in-house banking.’ Corporate banks are therefore seen more as complementary to centralized treasury functions as opposed to taking near control of them. In some cases, banks now gain fees by offering white-label banking[11] services in payment processing (in areas as mundane as transferring customer funds between two different stores), liquidity management and collections functions.
Elsewhere in corporate cash management, there is the ongoing coversion from traditional cheques to image-based cheques. Until now, images of these cheques have been distributed to corporations by banks on CD-ROM[12]. Now, banks are offering their clients internet-based transfer of cheque images. The advent of file-sharing platforms has allowed banks to improve this service at the same time as offering other high-volume transfer services for their corporate clients so that the channels of communication are faster and operation costs are lowered.
The new movement in treasury management isn’t just about new products, however; a BCG report[13] into the changes that banks are undergoing found that corporate banks are failing to leverage the vast troves of client data they possess – particularly in treasury management. This means predicting which products are required as much as the process itself of developing those products. Corporate banks that use wallet-sizing analytical engines can be used to identify the next product that will likely be required by each individual client. The feedback that can be gained from banks’ clients can also be provided to other similarly-sized clients to show supplier or customer behavior.
All of this is good news for banks and bad news for treasury managers. A job which has mostly been about cash management becomes increasingly easier as data-driven tools to measure cash flow management become more accessible.
Trade Finance
Bank Payment Obligations (BPO) are the new currency in trade finance, offering a signal of the change which international trade finance is undergoing. An October 2011 report by HSBC[14] forecast world trade to grow by 73% between 2011 and 2025, representing y-o-y growth of over 4%. This may have been one of the motivations behind the ICC and Swift to establish BPO, an automated and securing method of processing of international payments. The process eliminates the traditional requirement for a letter of credit, paperwork and administration, physical presentation of documents and manual processing[15]. The big change is that the exchange will now be data rather than documents - All of which serves to lower corporate banks’ operating costs. The usage of trade finance products as of 2011 (see below) is already changing considerably.

Dutch Bank ING has developed a web portal, Aleo, for its corporate clients, which allows them to conduct trade with each other. It claims that Aleo has an advantage over other B2B platforms such as Alibaba, in that it offers ‘the consolidation of various commercial and banking processes within one platform.’[16] By the bank’s own admission, the Aleo platform was established to create added value for their clients, who they could see from their banking records, were processing very few payments online. It’s also clear that the idea is one way of regaining some of the fees that will be lost through some of the innovations discussed here.
So far, BPO has really only taken hold in Asia, with that continent accounting for up to 70% of all transactions until the final quarter of 2014.[17] But perhaps cross-continental transactions is where BPO is set to have its greatest effect: where companies of different nationalities doing business for the first time will be able to skip all of the paperwork once associated with trade finance, considerably speeding up the process and cutting back on costs in the meantime.
The Future of Corporate Banking Products
To gain some insight into how banks are finally taking innovation seriously, one need look no further than Wells Fargo & Co; the US-based bank has over 700 employees who it claims are involved with innovation and 5,800 involved in product developed[18]. Citi Venture, a venture capital firm owned by Citibank, has the license to invest in financial startups and any other firms that are ‘solving critical challenges in areas that are relevant to our (their) businesses.[19]’ Banking innovation now has financial capital to back up the sentiment.
The first change we can reasonbly expect in the future is far more sophisticated usage of the huge swathes of data that banks have access to. While people feel violated that social media is an intrusion of their privacy, they forget that banks have an overview of every transaction they’ve ever made. This data on where and how much you’ve spent in the past provides insight into how you’re likely to do so in the future. Banks haven’t even touched on the potential of this. It applies equally to retail and corporate clients and is likely to shape many of the products that are developed in the coming years – and of course, when those products are offered and to whom.
Banks have always been excellent at segmenting their clients. The adage that a company should treat clients fairly but not equally was most probably developed by a bank. Banks following this adage, combined with more productive usage of their clients’ data, will allow them to maintain fees in certain segments where their data can show that they don’t require being eliminated. This applies to corporate, SME and SOHO clients just as much as it does to individual retail clients. For example, a series of individual transactions by employees of a firm in a foreign country – where it has an operating branch, let’s say – may trigger a call from a currency exchange manager offering better exchange rates – in turn, generating customer engagement and fees elsewhere.
The segmentation may take different forms. Banks will know better than most not that offering too much to clients who are happy with less only serves to cannibalize operating margins. As such, we shouldn’t be surprised to see banks take shares in many financial upstarts and in some cases, borrowing facets of their business models. But suppose a large bank were to offer the exchange rates that Xoom, Currency Fair or Azimo were to offer – overnight, the bank would lose millions on the basis of margins and fees. Instead, it could purchase shares in such a startup, or found one itself, and gain an option on the more financially savvy financial consumers’ transactions while not losing higher the higher margin business that it previously had.
By 2018 – only three years away – more than 50% of incremental revenue in banking products in Western Europe will be digital[20]. Yet somehow it feels as if banking lags behind other industry sectors in digital. This may be at least in part due to regulation but also due to extremely low propsensity of clients to change their bank. Banking products will be available on more platforms and are likely to be less clunky than they currently are (even if large strides have been made in interfaces and user experience over the past five years). Corporations can expect instant messenger services at a minimum in the short- to medium-term.
In the medium- to long-term, we can expect a sort of liberalization of finance tools on digital platforms that mirrors deregulation of banks in the 1980s and 1990s. Junior RMs at corporate banks should be worried for their jobs when data and AI become sophisticated enough to manage 80% of the client relationship without them. A generation brought up on instant messenging and social media means the relationship between a company and a bank will inevitably develop more on a laptop screen than had previously been the case.
The new digital relationship confronting banks creates several possibilities: Billions could be transferred between one account and another to take advantage of interest rate movements or currency swings; transactions worth millions could now be carried out without ever requiring a business to contact their bank (with built-in safety measures, naturally) and companies with more than one bank could structure on-screen transactions using terms available from both banks. In short, the future is likely to benefit the consumer and the corporation more than banks so banks will need to respond accordingly.



[1] https://angel.co/finance
[2] Single European Payments Area
[3] http://www.rte.ie/news/2007/0327/87216-banking/
[4] http://www.sepaforcorporates.com/single-euro-payments-area/sepa-benefits-of-sepa-according-to-pwc/
[5] http://www.hsbcnet.com/gbm/products-services/transaction-banking/payments-cash-management/europe/single-euro-payments-area/products.html
[6] http://www.gtb.db.com/content/en/SEPA_the_single_euro_payments_area.html
[7] ACI (2014), ‘The SEPA Challenge: An Industry Report.’
[8] http://www.sepaforcorporates.com/payments-news-2/9-interesting-payment-factory-insights-sungard/
[9] http://www.ft.com/intl/cms/s/0/2e97012e-38f1-11e4-9526-00144feabdc0.html#axzz3iLO0nEt0
[10] Calculated as the amount of interest in corporate bank accounts which is then used to pay for banking fees
[12] http://www.gxsinsights.eu/2nd_edition/innovation/0809_Ten_Forces.htm
[13] https://www.bcgperspectives.com/content/articles/financial_institutions_business_unti_strategy_five_trends_disrupting_corporate_banking_landscape/
[14] https://blogs.oracle.com/financialservices/entry/bank_payment_obligation_the_new
[15] https://blogs.oracle.com/financialservices/entry/bank_payment_obligation_the_new
[16] http://e-point.com/projects/aleo
[17] http://www.gtreview.com/news/asia/asia-leading-bpo-adoption/
[19] http://www.citi.com/ventures/index.html
[20] Mckinsey: The Bank of the Future

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